Securities Regulatory Advice

Our corporate commercial team provides tailored advice to clients at all stages – from issuers in the planning stages of going public, early-stage public issuers, through to cross-border listed large issuers. We provide clients with straightforward, practical advice on public and private
offerings of equity and debt securities, compliance with securities laws, preparation of continuous and timely disclosure, stock exchange filing requirements, and all aspects of dealings with securities regulatory bodies. We have extensive experience with advising boards and management on the risks associated with securities regulation and civil liability, and we work closely with clients to assess and manage the risks, including implementing appropriate and tailored policies, processes and procedures to ensure compliance and lower risk.